Christopher Commission - PDFSEARCH.IO - Document Search Engine

Christopher Commission
Results: 605

#	Item
411	Microsoft Word[removed]Fund Governance Comment Letter - final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-05 11:43:41 Financial services Institutional investors United States securities law Collective investment schemes U.S. Securities and Exchange Commission Christopher Cox Investment Company Act Mutual fund Investment Company Institute Financial economics Investment Finance
412	November 13, 2008 Mr. Christopher Cox Chairman U.S. Securities and Exchange Commission 100 F Street NE, Room 10700 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-19 12:59:36 United States housing bubble Financial institutions Types of insurance Institutional investors Credit default swap Mark-to-market accounting Bond insurance Insurance FASB 133 Finance Business Financial economics
413	Comment Letter on File No. S7-03-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-29 12:02:13 Commissioner Law Government Corporate crime U.S. Securities and Exchange Commission Christopher Cox
414	Microsoft Word - SEC Comment Letter[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-26 13:03:07 Financial economics Auditing United States corporate law United States securities law Christopher Cox Public float Sarbanes–Oxley Act Public company U.S. Securities and Exchange Commission Business Stock market Finance
415	Wellington Management Company, LLP 75 State Street Boston Massachusetts 02109 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-16 16:16:18 United States securities law Stock market 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities market Securities Exchange Act Christopher Cox Short Financial economics Finance Business
416	Microsoft Word - wlowe3822.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-03 09:18:19 Financial markets Financial regulation Short selling Stock market Naked short selling Short U.S. Securities and Exchange Commission Christopher Cox Security Financial economics Finance Financial system
417	STA Security Traders Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-12 15:21:29 United States securities law United States Securities and Exchange Commission 73rd United States Congress Financial regulation Financial markets U.S. Securities and Exchange Commission Securities Exchange Act Christopher Cox Securities Act Financial economics Finance Investment
418	Microsoft Word - S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-18 10:32:03 Finance SEC filings Auditing 73rd United States Congress United States Securities and Exchange Commission International Financial Reporting Standards Regulation S-K Christopher Cox Generally accepted accounting principles United States securities law Accountancy Business
419	December 16, 2008 Ms. Florence Harmon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 15:34:55 United States Securities and Exchange Commission Finance Financial regulation Business Financial economics Securities Act Form 13F U.S. Securities and Exchange Commission Christopher Cox United States securities law SEC filings 73rd United States Congress
420	Microsoft Word - IDC Governance Letter FINAL.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-23 07:45:55 Private law Financial economics Management United States securities law Committees U.S. Securities and Exchange Commission Board of directors Christopher Cox Investment Company Act Business Corporations law Corporate governance

UPDATE